International Financial Securities Regulatory Commission: Regulatory Filing & Reporting

 

Regulatory Filings

 

FINRA employs advanced technology to monitor the markets and regulated firms. Our systems help firms comply with applicable regulations.

 

Report Center

 

The Report Center provides firms with secure access to data and reports that help firms detect potential compliance problems early.

 

Market Transparency

 

FINRA operates systems that help member firms comply with reporting requirements and facilitate transparency in the applicable markets.

 

The International Financial Securities Regulatory Commission was established to promote investor confidence in the securities and capital markets by providing more structure and government oversight.